SFC Licenceholders of Nuveen Hong Kong Limited
- kelvin.cheung@nuveenglobal.com
- Website
- www.nuveen.com
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BAIK Kyungwon | RE | 4 | 05 February 2021 | 31 March 2023 |
| BAIK Kyungwon | RE | 1 | 05 February 2021 | 31 March 2023 |
| CAMERON Mark William 甘穆仁 | RE | 4 | 27 October 2022 | |
| CAMERON Mark William 甘穆仁 | RE | 1 | 27 October 2022 | |
| CHAN David Hantang 陳漢唐 | RE | 1 | 12 November 2021 | |
| CHAN David Hantang 陳漢唐 | RE | 4 | 12 November 2021 | |
| CHANG Jae Ho | RO | 1 | 01 June 2022 | |
| CHANG Jae Ho | RO | 4 | 01 June 2022 | |
| CHANG Jae Ho | RO | 9 | 01 June 2022 | |
| CHANG Jae Ho | RE | 4 | 09 July 2020 | 01 June 2022 |
| CHANG Jae Ho | RE | 1 | 09 July 2020 | 01 June 2022 |
| CHEUNG Ka Chun 張嘉俊 | RO | 9 | 16 April 2019 | |
| CHEUNG Ka Chun 張嘉俊 | RO | 4 | 21 June 2017 | |
| CHEUNG Ka Chun 張嘉俊 | RO | 1 | 21 June 2017 | |
| CHOW Tsz Yan 周芷恩 | RE | 4 | 23 March 2022 | |
| CHOW Tsz Yan 周芷恩 | RE | 1 | 23 March 2022 | |
| CHUI Henry Kar-Kea 徐家傑 | RE | 1 | 24 March 2020 | 14 September 2022 |
| CHUI Henry Kar-Kea 徐家傑 | RE | 4 | 22 June 2020 | 14 September 2022 |
| CHUNG KAI MAN 鍾啟文 | RE | 1 | 27 April 2022 | |
| CHUNG KAI MAN 鍾啟文 | RE | 4 | 27 April 2022 | |
| CHUNG Sin Wai 鍾蒨蔚 | RE | 1 | 12 April 2019 | |
| CHUNG Sin Wai 鍾蒨蔚 | RE | 4 | 12 April 2019 | |
| ENGLAND-BRAMMER Simon James | RO | 9 | 16 April 2019 | 26 October 2023 |
| ENGLAND-BRAMMER Simon James | RO | 4 | 21 June 2017 | 26 October 2023 |
| ENGLAND-BRAMMER Simon James | RO | 1 | 21 June 2017 | 26 October 2023 |
| GHUMAN Jagdeep Singh | RO | 9 | 16 April 2019 | 01 September 2020 |
| HUI Shing Hon 許承瀚 | RE | 4 | 01 February 2024 | |
| HUI Shing Hon 許承瀚 | RE | 1 | 01 February 2024 | |
| KAVANAGH Louise Margaret | RO | 9 | 16 April 2019 | |
| KAVANAGH Louise Margaret | RE | 4 | 27 November 2017 | |
| KAVANAGH Louise Margaret | RE | 1 | 27 November 2017 | |
| KOO Bon Soo | RE | 4 | 26 January 2024 | |
| KOO Bon Soo | RE | 1 | 26 January 2024 | |
| KWOK Man Sin 郭文倩 | RE | 4 | 27 July 2021 | |
| KWOK Man Sin 郭文倩 | RE | 1 | 27 July 2021 | |
| LAM Wan Yeung, Carol 林韻洋 | RE | 4 | 19 August 2022 | |
| LAM Wan Yeung, Carol 林韻洋 | RE | 1 | 19 August 2022 | |
| LAU Chris Cheuk Wah 劉卓樺 | RE | 1 | 22 December 2023 | |
| LAU Chris Cheuk Wah 劉卓樺 | RE | 4 | 22 December 2023 | |
| LEDGER Neal Fletcher David | RE | 1 | 05 May 2023 | 11 September 2023 |
| LEDGER Neal Fletcher David | RE | 4 | 05 May 2023 | 11 September 2023 |
| LEE-TONG Chi Wai, Georgette 唐李之慧 | RE | 4 | 09 December 2019 | |
| LEE-TONG Chi Wai, Georgette 唐李之慧 | RE | 1 | 09 December 2019 | |
| LEUNG Hiu Yee | RE | 1 | 23 November 2021 | 13 December 2021 |
| LEUNG Hiu Yee | RE | 4 | 23 November 2021 | 13 December 2021 |
| MA Kit Sang, Jason 馬傑笙 | RE | 4 | 31 August 2018 | 31 October 2021 |
| MA Kit Sang, Jason 馬傑笙 | RE | 1 | 31 August 2018 | 31 October 2021 |
| NG Siu Fung, Samson 吳肇鋒 | RE | 4 | 21 October 2019 | 06 May 2022 |
| NG Siu Fung, Samson 吳肇鋒 | RE | 1 | 21 October 2019 | 06 May 2022 |
| SHUM King Tung 岑璟彤 | RE | 1 | 02 May 2023 | 27 March 2024 |
| SHUM King Tung 岑璟彤 | RE | 4 | 02 May 2023 | 27 March 2024 |
| TAN Harry Yong Kian 陳永健 | RE | 1 | 26 July 2021 | 31 December 2022 |
| TAN Harry Yong Kian 陳永健 | RE | 4 | 26 July 2021 | 31 December 2022 |
| TANG Lok Yi 鄧樂宜 | RE | 4 | 14 July 2023 | |
| TANG Lok Yi 鄧樂宜 | RE | 1 | 14 July 2023 | |
| WANG Xiao 王笑 | RE | 1 | 23 July 2024 | |
| WANG Xiao 王笑 | RE | 4 | 23 July 2024 | |
| WONG Wai Chung 王瑋中 | RO | 9 | 01 June 2022 | |
| WONG Wai Chung 王瑋中 | RO | 4 | 01 June 2022 | |
| WONG Wai Chung 王瑋中 | RO | 1 | 01 June 2022 | |
| WONG Wai Chung 王瑋中 | RE | 4 | 26 September 2018 | 01 June 2022 |
| WONG Wai Chung 王瑋中 | RE | 1 | 26 September 2018 | 01 June 2022 |
| YANG SI 杨思 | RE | 1 | 14 May 2021 | 27 October 2023 |
| YANG SI 杨思 | RE | 4 | 14 May 2021 | 27 October 2023 |
| YING Dan Yung 應丹蓉 | RE | 4 | 08 January 2021 | 23 July 2021 |
| YING Dan Yung 應丹蓉 | RE | 9 | 08 January 2021 | 23 July 2021 |
| YING Dan Yung 應丹蓉 | RE | 1 | 08 January 2021 | 23 July 2021 |
| ZHANG Qianyun 张倩云 | RE | 1 | 01 February 2021 | 16 August 2021 |
| ZHANG Qianyun 张倩云 | RE | 4 | 01 February 2021 | 16 August 2021 |
| ZHOU Jing 周靜 | RO | 4 | 12 April 2024 | |
| ZHOU Jing 周靜 | RO | 1 | 12 April 2024 | |
| ZHOU Jing 周靜 | RE | 1 | 25 February 2021 | 12 April 2024 |
| ZHOU Jing 周靜 | RE | 4 | 25 February 2021 | 12 April 2024 |