SFC Licences of TSANG Chiu Wah, Samuel 曾超華

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Sunrise Securities (International) Limited 華升證券(國際)有限公司 RO 1 21 April 2021 16 February 2022
China Sunrise Securities (International) Limited 華升證券(國際)有限公司 RE 1 22 March 2021 21 April 2021
Westock Securities International (HK) Limited 微投證券國際(香港)有限公司 RO 1 01 June 2020 18 March 2021
Wings Securities (HK) Limited 金鵬證券有限公司 RO 1 11 April 2019 31 October 2019
Wings Securities (HK) Limited 金鵬證券有限公司 RE 1 09 April 2019 11 April 2019
Littlebee Securities Limited RO 1 21 June 2018 31 December 2018
Hong Kong Stock Link Securities Limited 港股通証券有限公司 RO 1 18 July 2016 30 September 2017
Prior Securities Limited 昇悅證券有限公司 RO 1 29 February 2016 12 July 2016
Westock Securities International (HK) Limited 微投證券國際(香港)有限公司 RO 1 15 May 2015 12 February 2016
Nerico Brothers Limited RE 1 28 March 2014 01 May 2014
Sino Wealth Securities Limited 國新證券有限公司 RO 1 05 March 2012 31 December 2013
Hongkong Bay Securities Limited 港灣證券有限公司 RO 1 23 February 2007 22 December 2011
Hongkong Bay Securities Limited 港灣證券有限公司 RE 1 12 February 2007 23 February 2007
Roofer Securities Limited 路華證券有限公司 RO 1 10 October 2005 31 August 2006
Roofer Securities Limited 路華證券有限公司 RE 1 01 September 2005 10 October 2005
Phillip Capital Management (HK) Limited 輝立資本管理(香港)有限公司 RE 4 14 January 2005 28 July 2005
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 14 January 2005 27 July 2005
Tai Shing Stock Investment Co. Limited 大盛証券投資有限公司 RE 4 01 April 2003 13 January 2005
Tai Shing Stock Investment Co. Limited 大盛証券投資有限公司 RE 1 01 April 2003 13 January 2005
Tai Shing Stock Investment Co. Limited 大盛証券投資有限公司 RE 9 01 April 2003 01 September 2003
Tai Shing Stock Investment Co. Limited 大盛証券投資有限公司 RE 6 01 April 2003 01 September 2003