SFC Licences of KWAN Kwok Wah 關國華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 31 March 2021 | |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 31 March 2021 | |
| Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 03 September 2003 | 10 March 2021 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 03 September 2003 | 10 March 2021 |
| Funderstone Securities Limited | RE | 1 | 01 April 2003 | 08 July 2003 |
| Funderstone Securities Limited | RE | 4 | 01 April 2003 | 08 July 2003 |
| Funderstone Securities Limited | RE | 9 | 01 April 2003 | 08 July 2003 |
| Funderstone Securities Limited | RE | 6 | 01 April 2003 | 08 July 2003 |
| Funderstone Futures Limited | RE | 9 | 01 April 2003 | 08 July 2003 |
| Funderstone Futures Limited | RE | 5 | 01 April 2003 | 08 July 2003 |
| Funderstone Futures Limited | RE | 2 | 01 April 2003 | 08 July 2003 |