SFC Licences of SINGH Sanjiv
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Cinda International Securities Limited 信達國際證券有限公司 | RE | 1 | 04 May 2020 | |
Cinda International Futures Limited 信達國際期貨有限公司 | RE | 2 | 04 May 2020 | |
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 03 April 2020 | 17 April 2020 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 03 April 2020 | 17 April 2020 |
RHB Futures Hong Kong Limited 興業金融期貨有限公司 | RE | 2 | 21 January 2015 | 27 March 2020 |
RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 21 January 2015 | 27 March 2020 |
Funderstone Futures Limited | RE | 2 | 01 April 2003 | 14 January 2015 |
Funderstone Securities Limited | RE | 1 | 01 April 2003 | 14 January 2015 |
Funderstone Securities Limited | RE | 9 | 01 April 2003 | 24 January 2005 |
Funderstone Securities Limited | RE | 6 | 01 April 2003 | 24 January 2005 |
Funderstone Securities Limited | RE | 4 | 01 April 2003 | 24 January 2005 |
Funderstone Futures Limited | RE | 9 | 01 April 2003 | 24 January 2005 |
Funderstone Futures Limited | RE | 5 | 01 April 2003 | 24 January 2005 |