SFC Licences of SINGH Sanjiv

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Cinda International Securities Limited 信達國際證券有限公司 RE 1 04 May 2020
Cinda International Futures Limited 信達國際期貨有限公司 RE 2 04 May 2020
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 03 April 2020 17 April 2020
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 03 April 2020 17 April 2020
RHB Futures Hong Kong Limited 興業金融期貨有限公司 RE 2 21 January 2015 27 March 2020
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE 1 21 January 2015 27 March 2020
Funderstone Futures Limited RE 2 01 April 2003 14 January 2015
Funderstone Securities Limited RE 1 01 April 2003 14 January 2015
Funderstone Securities Limited RE 9 01 April 2003 24 January 2005
Funderstone Securities Limited RE 6 01 April 2003 24 January 2005
Funderstone Securities Limited RE 4 01 April 2003 24 January 2005
Funderstone Futures Limited RE 9 01 April 2003 24 January 2005
Funderstone Futures Limited RE 5 01 April 2003 24 January 2005