SFC Licences of LEE Hoi Kam 李開淦

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Hash Blockchain Limited	RE	7	06 February 2024
Hash Blockchain Limited	RE	1	05 January 2024
HBS (Hong Kong) Limited	RO	4	04 October 2023
HBS (Hong Kong) Limited	RO	1	04 October 2023
Planetree Discount Lending Limited	RO	8	17 January 2023	30 June 2023
Planetree Asset Management Limited 梧桐資產管理有限公司	RO	9	17 January 2023	30 June 2023
Planetree Futures Limited 梧桐期貨有限公司	RO	2	17 January 2023	30 June 2023
Planetree Securities Limited 梧桐證券有限公司	RO	7	17 January 2023	30 June 2023
Planetree Securities Limited 梧桐證券有限公司	RO	1	17 January 2023	30 June 2023
Planetree Asset Management Limited 梧桐資產管理有限公司	RE	9	16 November 2022	17 January 2023
Planetree Securities Limited 梧桐證券有限公司	RE	1	16 November 2022	17 January 2023
Zircon Securities (HK) Limited 卓銳證券(香港)有限公司	RO	9	10 September 2021	31 October 2022
Zircon Securities (HK) Limited 卓銳證券(香港)有限公司	RO	4	10 September 2021	31 October 2022
Zircon Securities (HK) Limited 卓銳證券(香港)有限公司	RO	1	10 September 2021	31 October 2022
Pulun International Asset Management Limited 普倫國際資產管理有限公司	RO	9	19 August 2019	05 October 2020
Pulun International Asset Management Limited 普倫國際資產管理有限公司	RE	9	10 September 2018	19 August 2019
Pulun International Securities Limited 普倫國際證券有限公司	RO	4	14 August 2017	05 October 2020
Pulun International Securities Limited 普倫國際證券有限公司	RO	1	14 August 2017	05 October 2020
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司	RE	1	01 July 2016	12 August 2017
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司	RE	2	19 June 2008	12 August 2017
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司	RE	1	19 June 2008	30 June 2016
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司	RE	1	19 June 2008	30 June 2016
CES International Commodities (HK) Limited	RE	2	09 October 2007	01 February 2008
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	1	09 October 2007	01 February 2008
Newedge Broker Limited 新際經紀有限公司	RE	7	27 July 2006	10 September 2007
Newedge Broker Limited 新際經紀有限公司	RE	2	26 July 2006	10 September 2007
Newedge Broker Limited 新際經紀有限公司	RE	1	26 July 2006	10 September 2007
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司	RE	1	08 September 2003	22 July 2006
KGI Asia Limited 凱基證券亞洲有限公司	RE	1	01 April 2003	22 July 2006
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司	RE	2	01 April 2003	22 July 2006
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司	RE	9	01 April 2003	08 September 2003
KGI Asia Limited 凱基證券亞洲有限公司	RE	4	01 April 2003	08 September 2003
KGI Asia Limited 凱基證券亞洲有限公司	RE	6	01 April 2003	08 September 2003
KGI Asia Limited 凱基證券亞洲有限公司	RE	9	01 April 2003	08 September 2003
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司	RE	5	01 April 2003	08 September 2003