SFC Licences of CHANG Kit Sun, Lama 張潔新
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 | RO | 2 | 11 January 2012 | 28 February 2013 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 | RO | 4 | 01 February 2008 | 28 February 2013 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 | RO | 1 | 01 February 2008 | 28 February 2013 |
| Piper Jaffray Asia Futures Limited 派杰亞洲期貨有限公司 | RO | 2 | 01 February 2008 | 30 September 2012 |
| Orient Securities Limited 東方匯財證券有限公司 | RO | 1 | 01 April 2003 | 02 September 2004 |
| Orient Securities Limited 東方匯財證券有限公司 | RO | 4 | 01 April 2003 | 02 September 2004 |
| Orient Securities Limited 東方匯財證券有限公司 | RO | 9 | 01 April 2003 | 02 September 2004 |
| Orient Securities Limited 東方匯財證券有限公司 | RO | 6 | 01 April 2003 | 02 September 2004 |
| Orient Securities Limited 東方匯財證券有限公司 | RO | 7 | 01 April 2003 | 02 September 2004 |