SFC Licences of TANG Lap Yan 鄧立仁
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Glory Sun Securities Limited 寶新證券有限公司 | RE | 9 | 14 August 2020 | 10 April 2021 |
| Glory Sun Securities Limited 寶新證券有限公司 | RE | 4 | 14 July 2020 | 10 April 2021 |
| Glory Sun Securities Limited 寶新證券有限公司 | RE | 1 | 14 July 2020 | 10 April 2021 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 | RE | 1 | 26 August 2004 | 14 January 2005 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 | RE | 1 | 18 August 2003 | 01 March 2004 |