SFC Licences of CHAN Sui Yee, Frances 陳瑞兒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Cinda International Securities Limited 信達國際證券有限公司 | RE | 1 | 23 February 2018 | 16 September 2018 |
| Cinda International Futures Limited 信達國際期貨有限公司 | RE | 2 | 23 February 2018 | 16 September 2018 |
| Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 10 July 2008 | 25 April 2015 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 10 July 2008 | 25 April 2015 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 10 October 2007 | 27 June 2008 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 10 October 2007 | 27 June 2008 |
| Christfund Futures Limited 恒豐期貨有限公司 | RE | 2 | 13 August 2003 | 07 October 2007 |
| Christfund Securities Limited 恒豐證券有限公司 | RE | 1 | 01 April 2003 | 07 October 2007 |
| Christfund Securities Limited 恒豐證券有限公司 | RE | 4 | 01 April 2003 | 12 August 2003 |
| Christfund Securities Limited 恒豐證券有限公司 | RE | 6 | 01 April 2003 | 12 August 2003 |
| Christfund Securities Limited 恒豐證券有限公司 | RE | 9 | 01 April 2003 | 12 August 2003 |