SFC Licences of LIU Tai Yum 廖大任
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Azurewing Limited | RO | 4 | 21 September 2017 | 01 September 2022 |
| Trinity Securities Co. Limited 裕通証券有限公司 | RO | 4 | 20 September 2017 | 01 September 2022 |
| Trinity Futures Limited 裕通期貨有限公司 | RO | 5 | 07 August 2017 | 01 September 2022 |
| Trinity Futures Limited 裕通期貨有限公司 | RO | 2 | 07 August 2017 | 01 September 2022 |
| Azurewing Limited | RO | 9 | 09 August 2016 | 01 September 2022 |
| Trinity Securities Co. Limited 裕通証券有限公司 | RO | 1 | 09 August 2016 | 01 September 2022 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 11 August 2008 | 13 November 2015 |
| Macquarie Asia Securities Limited | RE | 2 | 01 September 2006 | 13 November 2015 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 | RE | 1 | 01 September 2006 | 24 April 2009 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 07 June 2003 | 28 February 2006 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 7 | 07 June 2003 | 28 February 2006 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 07 June 2003 | 28 February 2006 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 7 | 07 June 2003 | 15 August 2003 |