SFC Licences of TAM Kim Fai 談儉輝

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Hope Securities Limited 希望證券有限公司 RO 9 28 November 2019
Hope Securities Limited 希望證券有限公司 RO 5 28 November 2019
Hope Securities Limited 希望證券有限公司 RO 4 28 November 2019
Hope Securities Limited 希望證券有限公司 RO 2 28 November 2019
Hope Securities Limited 希望證券有限公司 RO 1 02 July 2019
Hope Securities Limited 希望證券有限公司 RE 1 06 May 2019 02 July 2019
CIS Securities Asset Management Limited 順安證券資產管理有限公司 RO 9 17 January 2019 03 May 2019
CIS Securities Asset Management Limited 順安證券資產管理有限公司 RO 4 17 January 2019 03 May 2019
CIS Securities Asset Management Limited 順安證券資產管理有限公司 RO 2 17 January 2019 03 May 2019
CIS Securities Asset Management Limited 順安證券資產管理有限公司 RO 1 17 January 2019 03 May 2019
CIS Securities Asset Management Limited 順安證券資產管理有限公司 RE 9 16 January 2019 17 January 2019
CIS Securities Asset Management Limited 順安證券資產管理有限公司 RE 4 16 January 2019 17 January 2019
CIS Securities Asset Management Limited 順安證券資產管理有限公司 RE 2 16 January 2019 17 January 2019
CIS Securities Asset Management Limited 順安證券資產管理有限公司 RE 1 16 January 2019 17 January 2019
Formax Asset Management Limited 福億資產管理有限公司 RO 9 08 November 2017 15 January 2019
Formax Securities Limited 福億證券有限公司 RO 2 10 December 2015 15 January 2019
Formax Securities Limited 福億證券有限公司 RO 1 10 December 2015 15 January 2019
Formax Asset Management Limited 福億資產管理有限公司 RE 9 26 October 2015 08 November 2017
Formax Securities Limited 福億證券有限公司 RE 2 26 October 2015 10 December 2015
Formax Securities Limited 福億證券有限公司 RE 1 26 October 2015 10 December 2015
Phillip Capital Management (HK) Limited 輝立資本管理(香港)有限公司 RE 9 24 April 2015 10 October 2015
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 3 27 November 2008 10 October 2015
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 25 November 2004 10 October 2015
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 30 October 2004 10 October 2015
Gayang Securities Limited 嘉銀證券有限公司 RE 4 01 April 2003 15 October 2004