SFC Licences of MULCHANDANI Narayan Phatu

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
UCAP Hong Kong Asset Management Limited	RO	9	25 March 2021
UCAP Hong Kong Asset Management Limited	RO	4	25 March 2021
UCAP Hong Kong Asset Management Limited	RO	1	25 March 2021
UCAP Hong Kong Asset Management Limited	RE	9	01 March 2016	25 March 2021
UCAP Hong Kong Asset Management Limited	RE	4	01 March 2016	25 March 2021
UCAP Hong Kong Asset Management Limited	RE	1	01 March 2016	25 March 2021
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司	RE	2	28 November 2014	07 February 2016
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司	RE	1	28 November 2014	07 February 2016
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司	RE	4	11 October 2010	17 June 2013
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司	RE	1	11 October 2010	17 June 2013
Anand Rathi Financial Services (HK) Limited	RO	1	23 September 2009	12 September 2010
Citigroup Global Markets Hong Kong Futures and Securities Limited	RE	1	17 October 2003	07 March 2008
Citigroup Global Markets Hong Kong Futures and Securities Limited	RE	2	01 April 2003	07 March 2008
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	1	01 April 2003	07 March 2008
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	4	01 April 2003	10 October 2003
Citigroup Global Markets Hong Kong Futures and Securities Limited	RE	9	01 April 2003	10 October 2003
Citigroup Global Markets Hong Kong Futures and Securities Limited	RE	5	01 April 2003	10 October 2003
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	9	01 April 2003	10 October 2003
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	7	01 April 2003	10 October 2003
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	6	01 April 2003	10 October 2003