SFC Licences of LAU AUYANG Sandra 劉歐陽苑姍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Harmony Wealth Management Limited 匯晉資產管理有限公司 | RE | 9 | 21 March 2023 | |
| Harmony Wealth Management Limited 匯晉資產管理有限公司 | RE | 4 | 21 March 2023 | |
| OCBC Bank (Hong Kong) Limited 華僑銀行 (香港) 有限公司 | 1 | 07 December 2015 | ||
| AXA Rosenberg Investment Management Asia Pacific Limited (trading as AXA Rosenberg Asia Pacific; AXA Investment Managers) 安盛羅森堡投資管理亞太有限公司 (以AXA Rosenberg Asia Pacific; AXA Investment Managers名義經營業務) | RE | 4 | 21 September 2011 | 16 February 2015 |
| AXA Rosenberg Investment Management Asia Pacific Limited (trading as AXA Rosenberg Asia Pacific; AXA Investment Managers) 安盛羅森堡投資管理亞太有限公司 (以AXA Rosenberg Asia Pacific; AXA Investment Managers名義經營業務) | RE | 1 | 21 September 2011 | 16 February 2015 |
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 | RE | 4 | 21 September 2011 | 16 February 2015 |
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 | RE | 1 | 21 September 2011 | 16 February 2015 |