SFC Licences of CLARKE Andrew Kenneth

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Planetree Securities Limited 梧桐證券有限公司	RO	7	08 June 2022	28 April 2023
Planetree Discount Lending Limited	RO	8	11 May 2021	28 April 2023
Planetree Asset Management Limited 梧桐資產管理有限公司	RO	9	19 May 2020	28 April 2023
Planetree Securities Limited 梧桐證券有限公司	RO	1	05 June 2019	28 April 2023
BGC Securities (Hong Kong) LLC	RE	1	19 November 2018	25 February 2019
Mirabaud (Asia) Limited	RO	4	20 August 2013	31 March 2018
Mirabaud (Asia) Limited	RO	1	20 August 2013	31 March 2018
Mirabaud (Asia) Limited	RE	4	20 August 2012	20 August 2013
Mirabaud (Asia) Limited	RE	1	20 August 2012	20 August 2013
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司	RE	1	30 June 2010	05 June 2012
Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司	RE	1	03 May 2010	21 June 2010
SG Securities (HK) Limited 法國興業證券(香港)有限公司	RE	7	25 July 2005	24 May 2008
SG Securities (HK) Limited 法國興業證券(香港)有限公司	RE	1	25 July 2005	24 May 2008
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司	RE	1	01 April 2003	13 July 2005
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司	RE	4	01 April 2003	09 July 2003
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司	RE	6	01 April 2003	09 July 2003
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司	RE	9	01 April 2003	09 July 2003