SFC Licences of CHOI Pik Chi 蔡碧芝

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 RE 4 10 September 2015 29 January 2021
AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 RE 1 10 September 2015 29 January 2021
AXA Rosenberg Investment Management Asia Pacific Limited (trading as AXA Rosenberg Asia Pacific; AXA Investment Managers) 安盛羅森堡投資管理亞太有限公司 (以AXA Rosenberg Asia Pacific; AXA Investment Managers名義經營業務) RE 4 10 September 2015 31 January 2019
AXA Rosenberg Investment Management Asia Pacific Limited (trading as AXA Rosenberg Asia Pacific; AXA Investment Managers) 安盛羅森堡投資管理亞太有限公司 (以AXA Rosenberg Asia Pacific; AXA Investment Managers名義經營業務) RE 1 10 September 2015 31 January 2019
Wealth Management Cube Limited 富方投資平台有限公司 RE 1 22 April 2015 14 August 2015
NNIP Hong Kong Limited RE 4 21 August 2007 05 July 2013
NNIP Hong Kong Limited RE 1 01 August 2007 05 July 2013
Franklin Templeton Investments (Asia) Limited RE 1 01 April 2003 09 July 2007
Franklin Templeton Investments (Asia) Limited RE 9 01 April 2003 22 September 2003
Franklin Templeton Investments (Asia) Limited RE 6 01 April 2003 22 September 2003
Franklin Templeton Investments (Asia) Limited RE 4 01 April 2003 22 September 2003