SFC Licences of MOK Wai Man, Kent 莫偉民
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Quam Securities Limited 華富建業證券有限公司 | RE | 2 | 10 January 2011 | 09 February 2018 |
Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 10 January 2011 | 09 February 2018 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 21 June 2007 | 31 December 2010 |
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 06 February 2006 | 31 December 2010 |