SFC Licences of FOK Ying Wai, Victor 霍英偉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Nerico Brothers Limited RE 3 07 January 2014 27 April 2015
Nerico Brothers Limited RE 2 07 January 2014 27 April 2015
Nerico Brothers Limited RE 1 07 January 2014 27 April 2015
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 3 17 July 2013 01 January 2014
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 17 July 2013 01 January 2014
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 17 July 2013 01 January 2014
South China Forex Limited 南華外匯有限公司 RE 3 28 July 2011 11 July 2013
South China Commodities Limited 南華期貨有限公司 RE 2 28 July 2011 11 July 2013
South China Securities Limited 南華證券投資有限公司 RE 1 28 July 2011 11 July 2013
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 28 November 2006 14 June 2011
Haitong International Securities Company Limited 海通國際證券有限公司 RE 3 28 November 2006 14 June 2011
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 28 November 2006 14 June 2011
CES Forex (HK) Limited 光證外匯（香港）有限公司 RE 3 09 February 2006 11 November 2006
CES Commodities (HK) Limited 光證期貨（香港）有限公司 RE 2 09 February 2006 11 November 2006
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RE 1 09 February 2006 11 November 2006
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 RE 1 08 August 2005 13 January 2006
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 RE 2 01 April 2003 13 January 2006
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 RE 5 01 April 2003 20 February 2004
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 RE 9 01 April 2003 20 February 2004