SFC Licences of SZE Li Li 施莉莉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Quam Securities Limited 華富建業證券有限公司	RE	9	23 October 2009	01 October 2011
Quam Securities Limited 華富建業證券有限公司	RE	1	23 October 2009	01 October 2011
Quam Securities Limited 華富建業證券有限公司	RE	4	20 October 2009	01 October 2011
FWD Financial Planning Limited 富衛財務策劃有限公司	RE	4	27 August 2008	13 August 2009
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司	RE	1	23 July 2007	01 August 2008
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	1	03 February 2006	23 June 2007
Shun Loong Securities Company Limited 順隆證券行有限公司	RE	1	15 November 2005	23 June 2007
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司	RE	1	01 April 2003	13 July 2005
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司	RE	9	01 April 2003	08 June 2004
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司	RE	6	01 April 2003	08 June 2004
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司	RE	4	01 April 2003	08 June 2004