SFC Licences of HO Lai Yin 何麗然
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 | RE | 2 | 24 November 2008 | 18 September 2014 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 03 November 2008 | 18 September 2014 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 7 | 12 August 2003 | 25 October 2008 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 12 August 2003 | 30 August 2006 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 7 | 12 August 2003 | 15 August 2003 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 01 April 2003 | 25 October 2008 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 9 | 01 April 2003 | 04 August 2003 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 6 | 01 April 2003 | 04 August 2003 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 4 | 01 April 2003 | 04 August 2003 |