SFC Licences of TSE Pun Hoo 謝品豪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 12 December 2008 | |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 26 June 2008 | 02 October 2017 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 | RE | 1 | 07 April 2005 | 09 June 2008 |