SFC Licences of NG Lok Lam 伍諾霖
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 | RO | 4 | 04 June 2015 | 29 June 2018 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 | RO | 1 | 25 February 2013 | 29 June 2018 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 | RE | 1 | 03 May 2012 | 25 February 2013 |
| PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 | RE | 1 | 28 October 2009 | 30 September 2011 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 | RE | 4 | 28 October 2009 | 30 September 2011 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 | RE | 1 | 28 October 2009 | 30 September 2011 |