SFC Licences of AU YEUNG Pui Yi 歐陽佩儀

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 21 November 2008 29 June 2020
Hantec Securities Co. Limited 亨達證券有限公司 RE 1 03 November 2005 14 November 2008
Enlighten Securities Limited 名匯證券有限公司 RE 1 31 March 2004 01 November 2005
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE 1 01 April 2003 04 March 2004
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE 6 01 April 2003 25 February 2004
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE 9 01 April 2003 25 February 2004
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE 4 01 April 2003 25 February 2004