SFC Licences of KWONG Shuk Ngan 鄺淑顏
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 | RE | 4 | 05 July 2019 | 22 June 2021 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 | RE | 1 | 05 July 2019 | 22 June 2021 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RE | 4 | 23 July 2015 | 16 January 2019 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RE | 1 | 23 July 2015 | 16 January 2019 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 | RE | 6 | 11 June 2012 | 20 June 2015 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 | RE | 4 | 11 June 2012 | 20 June 2015 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 | RE | 1 | 11 June 2012 | 20 June 2015 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 01 April 2003 | 17 August 2005 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 9 | 01 April 2003 | 17 August 2005 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 6 | 01 April 2003 | 06 May 2004 |