SFC Licences of CHAN Yat Fung, Gary 陳一峰

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 2 21 June 2013 24 September 2016
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 26 February 2009 24 September 2016
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 2 26 February 2009 31 August 2013
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 26 February 2009 31 August 2013
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 23 February 2004 02 November 2004
Haitong International Securities Company Limited 海通國際證券有限公司 RE 3 23 February 2004 02 November 2004
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 23 February 2004 02 November 2004
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 01 April 2003 29 January 2004
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 01 April 2003 29 January 2004
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 5 01 April 2003 27 January 2004
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 9 01 April 2003 27 January 2004
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 6 01 April 2003 27 January 2004
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 4 01 April 2003 27 January 2004
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 9 01 April 2003 09 December 2003
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 7 01 April 2003 15 August 2003