SFC Licences of LEE Yuk Yan 李玉仁
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 5 | 28 December 2011 | |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 4 | 16 October 2009 | |
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 5 | 07 July 2009 | 07 June 2010 |
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 06 September 2004 | |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 11 August 2004 |