SFC Licences of SIU Tsi Ki, Queenie 蕭子琦
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Fulbright Futures Limited 富昌期貨有限公司 | RE | 2 | 27 January 2017 | |
Fulbright Securities Limited 富昌證券有限公司 | RE | 1 | 14 November 2016 | |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 4 | 08 October 2008 | 01 December 2011 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 08 October 2008 | 01 December 2011 |
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 1 | 16 January 2008 | 22 July 2008 |
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 4 | 28 November 2007 | 22 July 2008 |
Thornton Global Wealth Management Limited 豐盛環球理財有限公司 | RE | 4 | 21 February 2005 | 05 July 2007 |