SFC Licences of SHUM Yuen Yee 沈婉儀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 05 September 2007 | 01 June 2012 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 4 | 03 August 2007 | 01 June 2012 |
| Global Investment Advisors Limited 寰宇投資顧問有限公司 | RE | 4 | 05 September 2006 | 15 May 2007 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 4 | 11 August 2005 | 07 August 2006 |