SFC Licences of CHENG Ka Wai, Windy 鄭嘉慧
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Phillip Capital Management (HK) Limited 輝立資本管理(香港)有限公司 | RE | 9 | 08 December 2014 | 08 July 2016 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 4 | 10 September 2012 | |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 10 September 2012 | |
| orientiert XYZ Securities Limited | RE | 1 | 28 February 2012 | 19 August 2012 |
| orientiert XYZ Securities Limited | RE | 4 | 08 December 2005 | 19 August 2012 |