SFC Licences of CHAN Chor Man 陳楚民
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 2 | 14 June 2012 | 11 August 2023 |
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 14 June 2012 | 11 August 2023 |
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 2 | 16 April 2010 | 13 September 2013 |
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 1 | 16 April 2010 | 13 September 2013 |
Evergrande Futures (Hong Kong) Limited 恒大期貨(香港)有限公司 | RE | 2 | 28 March 2006 | 01 April 2010 |
Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 | RE | 1 | 14 March 2006 | 01 April 2010 |
Orient Securities Limited 東方匯財證券有限公司 | RE | 1 | 31 October 2005 | 02 March 2006 |