SFC Licences of LAU Chu Hung 劉柱洪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 | RE | 2 | 14 June 2010 | 27 December 2010 |
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 1 | 14 June 2010 | 27 December 2010 |
Evergrande Futures (Hong Kong) Limited 恒大期貨(香港)有限公司 | RE | 2 | 11 October 2007 | 01 December 2008 |
Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 | RE | 1 | 11 October 2007 | 01 December 2008 |
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 | RE | 1 | 22 May 2007 | 10 August 2007 |
Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 | RE | 2 | 22 May 2007 | 10 August 2007 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 28 April 2006 | 30 June 2006 |
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 10 April 2006 | 30 June 2006 |
Finet Securities Limited 財華證券有限公司 | RE | 2 | 12 December 2005 | 14 March 2006 |