SFC Licences of CHENG Kong Wai 鄭江偉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
JQ Investments (HK) Limited	RO	9	05 February 2024
JQ Investments (HK) Limited	RO	4	05 February 2024
Akuna Hong Kong Limited	RO	2	24 February 2023	27 October 2023
Akuna Hong Kong Limited	RO	1	24 February 2023	27 October 2023
Akuna Hong Kong Limited	RE	2	30 January 2023	24 February 2023
Akuna Hong Kong Limited	RE	1	30 January 2023	24 February 2023
Beevest Securities Limited 蜂投證券有限公司	RO	4	23 December 2021	10 August 2022
Beevest Securities Limited 蜂投證券有限公司	RO	2	23 December 2021	10 August 2022
Beevest Securities Limited 蜂投證券有限公司	RO	1	23 December 2021	10 August 2022
Frontier Capital Management Limited 方達資本管理有限公司	RE	4	07 October 2021	18 October 2021
Frontier Capital Management Limited 方達資本管理有限公司	RE	1	07 October 2021	18 October 2021
CMBC International Futures Company Limited 民銀國際期貨有限公司	RO	2	20 April 2021	20 September 2021
CMBC Securities Company Limited 民銀證券有限公司	RO	4	20 April 2021	20 September 2021
CMBC Securities Company Limited 民銀證券有限公司	RO	1	20 April 2021	20 September 2021
CMBC International Futures Company Limited 民銀國際期貨有限公司	RE	2	26 February 2021	20 April 2021
CMBC Securities Company Limited 民銀證券有限公司	RE	4	26 February 2021	20 April 2021
CMBC Securities Company Limited 民銀證券有限公司	RE	1	26 February 2021	20 April 2021
China PA Securities (Hong Kong) Company Limited 平證證券(香港)有限公司	RO	1	02 April 2020	28 January 2021
Ping An of China Futures (Hong Kong) Company Limited 中國平安期貨(香港)有限公司	RO	2	02 April 2020	28 January 2021
China PA Securities (Hong Kong) Company Limited 平證證券(香港)有限公司	RE	4	11 December 2019	28 January 2021
China PA Securities (Hong Kong) Company Limited 平證證券(香港)有限公司	RE	1	11 December 2019	02 April 2020
Ping An of China Futures (Hong Kong) Company Limited 中國平安期貨(香港)有限公司	RE	5	17 September 2019	28 January 2021
Ping An of China Futures (Hong Kong) Company Limited 中國平安期貨(香港)有限公司	RE	2	17 September 2019	02 April 2020
Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司	RE	4	17 September 2019	27 March 2020
Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司	RE	1	17 September 2019	27 March 2020
Soochow Securities International Asset Management Limited 東吳證券國際資產管理有限公司	RE	9	22 January 2019	28 August 2019
Soochow Securities International Futures Limited 東吳證券國際期貨有限公司	RO	5	19 November 2018	28 August 2019
Soochow Securities International Futures Limited 東吳證券國際期貨有限公司	RO	2	19 November 2018	28 August 2019
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司	RO	4	19 November 2018	28 August 2019
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司	RO	1	19 November 2018	28 August 2019
Soochow Securities International Futures Limited 東吳證券國際期貨有限公司	RE	5	24 September 2018	19 November 2018
Soochow Securities International Futures Limited 東吳證券國際期貨有限公司	RE	2	24 September 2018	19 November 2018
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司	RE	4	24 September 2018	19 November 2018
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司	RE	1	24 September 2018	19 November 2018
AP Capital Management (Hong Kong) Limited 雅柏資本管理(香港)有限公司	RE	9	12 January 2018	12 September 2018
AP Capital Management (Hong Kong) Limited 雅柏資本管理(香港)有限公司	RO	5	10 August 2017	12 September 2018
AP Capital Management (Hong Kong) Limited 雅柏資本管理(香港)有限公司	RO	4	10 August 2017	12 September 2018
AP Capital Management (Hong Kong) Limited 雅柏資本管理(香港)有限公司	RO	2	08 August 2017	12 September 2018
AP Capital Management (Hong Kong) Limited 雅柏資本管理(香港)有限公司	RO	1	08 August 2017	12 September 2018
Zhongtai International Futures Limited 中泰國際期貨有限公司	RO	2	16 May 2016	30 June 2017
Zhongtai International Securities Limited 中泰國際證券有限公司	RO	4	16 May 2016	30 June 2017
Zhongtai International Securities Limited 中泰國際證券有限公司	RO	1	16 May 2016	30 June 2017
Zhongtai International Futures Limited 中泰國際期貨有限公司	RE	2	16 March 2016	16 May 2016
Zhongtai International Securities Limited 中泰國際證券有限公司	RE	4	16 March 2016	16 May 2016
Zhongtai International Securities Limited 中泰國際證券有限公司	RE	1	16 March 2016	16 May 2016
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司	RO	5	08 April 2014	09 December 2015
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司	RO	2	08 April 2014	09 December 2015
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司	RO	2	08 April 2014	09 December 2015
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司	RE	4	11 September 2013	09 December 2015
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司	RE	5	11 September 2013	08 April 2014
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司	RE	1	20 June 2011	09 December 2015
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司	RE	2	20 June 2011	08 April 2014
BOCOM International Securities Limited 交銀國際證券有限公司	RE	2	29 June 2010	29 May 2011
BOCOM International Securities Limited 交銀國際證券有限公司	RE	1	29 June 2010	29 May 2011
Phillip Capital Management (HK) Limited 輝立資本管理(香港)有限公司	RE	4	31 July 2008	29 May 2010
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司	RE	5	31 July 2008	29 May 2010
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司	RE	3	05 October 2006	29 May 2010
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司	RE	1	02 June 2006	29 May 2010
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司	RE	2	02 June 2006	29 May 2010