SFC Licences of KUN In 管弦

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 RO 9 01 September 2020 28 October 2021
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 RO 4 01 September 2020 28 October 2021
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 RE 1 17 January 2019 28 October 2021
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 RE 9 15 January 2019 01 September 2020
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 RE 4 15 January 2019 01 September 2020
Synergy Fund Management Group Limited 盛諾金基金管理有限公司 RE 9 06 August 2018 25 December 2018
Synergy Fund Management Group Limited 盛諾金基金管理有限公司 RE 4 10 July 2018 25 December 2018
Wells Fargo Securities Asia Limited RO 4 07 February 2017 14 May 2018
Wells Fargo Securities Asia Limited RE 4 03 July 2012 07 February 2017
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 29 September 2006 19 November 2008
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 2 29 September 2006 19 November 2008