SFC Licences of KWONG Siu Chung 鄺紹聰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Investment Funds (Hong Kong) Limited | RE | 9 | 26 August 2019 | |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 9 | 20 May 2019 | |
| HSBC Investment Funds (Hong Kong) Limited | RE | 4 | 16 April 2019 | |
| HSBC Investment Funds (Hong Kong) Limited | RE | 1 | 16 April 2019 | |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 16 April 2019 | |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 1 | 16 April 2019 | |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 | RE | 4 | 18 August 2017 | 29 March 2019 |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 | RE | 1 | 18 August 2017 | 29 March 2019 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 | RO | 1 | 07 July 2016 | 31 July 2017 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 | RE | 1 | 08 June 2016 | 07 July 2016 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 4 | 11 December 2006 | 25 December 2006 |