SFC Licences of CHAN Kei Shu 陳紀樹

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Malahon Securities Limited 萬利豐證券有限公司 RE 1 12 March 2024
Prior Asset Management Limited 昇悅資產管理有限公司 RO 9 12 December 2022 16 February 2024
Prior Asset Management Limited 昇悅資產管理有限公司 RO 4 12 December 2022 16 February 2024
Prior Securities Limited 昇悅證券有限公司 RO 1 14 July 2022 16 February 2024
WK Fund Management Limited 勁域基金管理有限公司 RO 9 03 January 2019 02 July 2021
WK Fund Management Limited 勁域基金管理有限公司 RO 4 03 January 2019 02 July 2021
WK Securities Limited 勁域證券有限公司 RO 4 03 April 2018 02 July 2021
WK Securities Limited 勁域證券有限公司 RO 1 13 October 2017 02 July 2021
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 21 October 2011 27 May 2017
Haitong International Securities Company Limited 海通國際證券有限公司 RE 3 27 August 2008 27 May 2017
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 05 October 2007 27 May 2017
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 05 October 2007 27 May 2017
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 06 November 2006 18 August 2007
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 06 November 2006 18 August 2007