SFC Licences of YIP Yiu Kei 葉耀基
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Golden Mountain Financial Limited 金山金融有限公司 | RO | 2 | 05 July 2019 | |
| Golden Mountain Financial Limited 金山金融有限公司 | RO | 1 | 25 March 2014 | |
| Golden Mountain Financial Limited 金山金融有限公司 | RE | 2 | 11 June 2012 | 05 July 2019 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 5 | 28 May 2007 | 30 June 2010 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 4 | 28 May 2007 | 30 June 2010 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 07 March 2007 | 07 June 2012 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 02 January 2007 | 07 June 2012 |