SFC Licences of CHAN Fung Ping 陳鳳萍

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
First Shanghai Securities Limited 第一上海證券有限公司 RE 1 02 July 2019 24 September 2019
Look's Securities Limited RE 1 22 March 2019 26 March 2019
SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 RE 1 15 October 2014 30 June 2016
Metaverse Securities Limited 元宇證券有限公司 RE 4 05 June 2014 03 September 2014
Metaverse Securities Limited 元宇證券有限公司 RE 1 05 June 2014 03 September 2014
CSC Futures (HK) Limited 群益期貨(香港)有限公司 RE 2 03 December 2013 02 May 2014
CSC Securities (HK) Limited 群益證券(香港)有限公司 RE 1 03 December 2013 02 May 2014
CES Forex (HK) Limited 光證外匯(香港)有限公司 RE 3 08 August 2013 18 November 2013
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 08 August 2013 18 November 2013
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 08 August 2013 18 November 2013
CSC Futures (HK) Limited 群益期貨(香港)有限公司 RE 2 13 May 2013 17 July 2013
CSC Securities (HK) Limited 群益證券(香港)有限公司 RE 1 13 May 2013 17 July 2013
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 RE 2 21 October 2009 29 June 2012
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 1 30 September 2009 29 June 2012
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 31 August 2009 05 September 2009
Franklin Templeton Investments (Asia) Limited RE 1 16 October 2008 29 March 2009
RHB Futures Hong Kong Limited 興業金融期貨有限公司 RE 2 13 June 2008 01 August 2008
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE 1 13 June 2008 01 August 2008
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 19 April 2007 11 June 2008
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 19 April 2007 11 June 2008