SFC Licences of LEE Nelson Ho-Wing 李浩榮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Vered Securities Limited 中薇證券有限公司 | RO | 1 | 03 October 2018 | 31 March 2022 |
| China Vered Securities Limited 中薇證券有限公司 | RO | 2 | 14 June 2018 | 31 March 2022 |
| China Vered Securities Limited 中薇證券有限公司 | RE | 1 | 29 July 2016 | 03 October 2018 |
| China Vered Securities Limited 中薇證券有限公司 | RE | 1 | 29 March 2016 | 03 June 2016 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 14 February 2011 | 21 January 2016 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 14 February 2011 | 21 January 2016 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 | RE | 2 | 31 December 2010 | 21 January 2011 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 | RE | 1 | 31 December 2010 | 21 January 2011 |
| MUSHK Limited | RE | 2 | 28 May 2008 | 30 December 2010 |
| MUSHK Limited | RE | 1 | 28 May 2008 | 30 December 2010 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 09 January 2008 | 24 May 2008 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 09 January 2008 | 24 May 2008 |