SFC Licences of CHAK Shu Yan 翟樹仁
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 4 | 20 December 2010 | 16 July 2019 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 20 December 2010 | |
| orientiert XYZ Securities Limited | RE | 4 | 23 April 2010 | 31 July 2010 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 4 | 03 April 2008 | 03 July 2009 |