SFC Licences of NGAI Sing Lung 魏星龍

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Chelsea Securities Limited 昭海金融證券有限公司 RO 9 23 December 2022
Chelsea Securities Limited 昭海金融證券有限公司 RO 4 23 December 2022
Chelsea Securities Limited 昭海金融證券有限公司 RO 1 23 December 2022
Chelsea Securities Limited 昭海金融證券有限公司 RE 9 21 October 2022 23 December 2022
Chelsea Securities Limited 昭海金融證券有限公司 RE 4 21 October 2022 23 December 2022
Chelsea Securities Limited 昭海金融證券有限公司 RE 1 21 October 2022 23 December 2022
Magic Compass Securities Limited 摩石證券有限公司 RE 2 18 March 2022 30 September 2022
Magic Compass Securities Limited 摩石證券有限公司 RO 9 23 October 2020 30 September 2022
Magic Compass Securities Limited 摩石證券有限公司 RO 4 23 October 2020 30 September 2022
Magic Compass Securities Limited 摩石證券有限公司 RO 1 23 October 2020 30 September 2022
Prime Cdex Asset Management Limited 乾立亨資產管理有限公司 RO 9 02 April 2019 30 September 2020
Prime Cdex Securities Limited 乾立亨證券有限公司 RO 4 02 April 2019 30 September 2020
Prime Cdex Securities Limited 乾立亨證券有限公司 RE 4 02 January 2019 02 April 2019
Prime Cdex Futures Limited 乾立亨期貨有限公司 RE 2 27 December 2018 30 September 2020
Prime Cdex Securities Limited 乾立亨證券有限公司 RE 1 27 December 2018 30 September 2020
Prime Cdex Asset Management Limited 乾立亨資產管理有限公司 RE 9 27 December 2018 02 April 2019
Hao Tian Asset Management Limited 昊天資產管理有限公司 RE 9 04 April 2018 17 December 2018
Hao Tian International Futures Limited 昊天國際期貨有限公司 RE 2 04 April 2018 17 December 2018
Hao Tian International Securities Limited 昊天國際證券有限公司 RE 1 27 March 2018 17 December 2018
ACU Securities Limited RE 4 11 August 2017 01 March 2018
ACU Securities Limited RE 1 11 August 2017 01 March 2018
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 RE 1 09 February 2015 10 June 2015
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 RE 2 09 February 2015 10 June 2015
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 RE 4 23 December 2014 10 June 2015
CSC Securities (HK) Limited 群益證券(香港)有限公司 RE 4 22 October 2014 18 November 2014
CSC Securities (HK) Limited 群益證券(香港)有限公司 RO 4 05 March 2014 07 October 2014
CSC Securities (HK) Limited 群益證券(香港)有限公司 RE 4 26 October 2010 05 March 2014
Wing Fung Forex Limited 永豐外匯有限公司 RE 3 27 May 2010 01 October 2010
Wing Fung Futures Limited 永豐期貨有限公司 RE 2 27 May 2010 01 October 2010
Wing Fung Securities Limited 永豐證券有限公司 RE 1 18 May 2010 01 October 2010
Chief Securities Limited 致富證券有限公司 RE 1 22 April 2010 22 April 2010
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 02 May 2008 03 October 2009
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 4 02 May 2008 03 October 2009