SFC Licences of TSUI Chung 徐聰

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
ABCI Securities Company Limited 農銀國際證券有限公司 RE 1 29 December 2014
Zhongtai International Asset Management Limited 中泰國際資產管理有限公司 RE 9 05 December 2014 09 December 2014
Zhongtai International Asset Management Limited 中泰國際資產管理有限公司 RE 4 05 December 2014 09 December 2014
IBTS Asia (HK) Limited 台灣工銀證亞洲(香港)有限公司 RE 4 12 July 2013 20 November 2014
IBTS Asia (HK) Limited 台灣工銀證亞洲(香港)有限公司 RE 1 17 June 2013 20 November 2014
GF Futures (Hong Kong) Co., Limited 廣發期貨(香港)有限公司 RE 2 03 April 2013 14 June 2013
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 RE 1 17 June 2010 14 June 2013
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 5 16 February 2009 01 June 2010
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 4 31 December 2008 01 June 2010
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 3 30 September 2008 01 June 2010
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 14 August 2008 01 June 2010
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 14 August 2008 01 June 2010