SFC Licences of YIM Chi Keung 嚴志強

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 RE 1 12 October 2021
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 17 August 2021 10 September 2021
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 17 August 2021 10 September 2021
Huajin Futures (International) Limited 華金期貨(國際)有限公司 RE 2 16 May 2019 08 August 2021
Huajin Securities (International) Limited 華金證券(國際)有限公司 RE 1 16 May 2019 08 August 2021
Quam Securities Limited 華富建業證券有限公司 RE 2 22 June 2017 05 May 2019
Quam Securities Limited 華富建業證券有限公司 RE 1 22 June 2017 05 May 2019
Prudential Brokerage Limited 信誠證券有限公司 RE 1 18 April 2012 24 August 2015
Prudential Index Trading Company Limited 信誠期貨有限公司 RE 2 18 April 2012 24 August 2015
Prudential Brokerage Limited 信誠證券有限公司 RE 1 07 December 2009 31 January 2012
Prudential Index Trading Company Limited 信誠期貨有限公司 RE 2 07 December 2009 31 January 2012
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 03 April 2009 06 November 2009
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 03 April 2009 06 November 2009