SFC Licences of CHAN Hector 陳凱圖
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 | RO | 3 | 19 October 2021 | 06 July 2022 |
| AXA Investment Managers Chorus Limited | RO | 9 | 02 March 2017 | 06 June 2023 |
| AXA Investment Managers Chorus Limited | RO | 5 | 02 March 2017 | 06 June 2023 |
| AXA Investment Managers Chorus Limited | RO | 4 | 02 March 2017 | 06 June 2023 |
| AXA Investment Managers Chorus Limited | RO | 1 | 02 March 2017 | 06 June 2023 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 17 July 2009 | 01 May 2015 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 17 July 2009 | 01 May 2015 |