SFC Licences of VENEAU James Christopher

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司	RO	3	09 January 2020	31 August 2023
AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司	RO	2	09 February 2018	31 August 2023
AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司	RO	9	29 May 2015	31 August 2023
AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司	RO	4	29 May 2015	31 August 2023
AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司	RO	1	29 May 2015	31 August 2023
AXA Rosenberg Investment Management Asia Pacific Limited (trading as AXA Rosenberg Asia Pacific; AXA Investment Managers) 安盛羅森堡投資管理亞太有限公司 (以AXA Rosenberg Asia Pacific; AXA Investment Managers名義經營業務)	RO	9	29 May 2015	31 October 2017
AXA Rosenberg Investment Management Asia Pacific Limited (trading as AXA Rosenberg Asia Pacific; AXA Investment Managers) 安盛羅森堡投資管理亞太有限公司 (以AXA Rosenberg Asia Pacific; AXA Investment Managers名義經營業務)	RO	4	29 May 2015	31 October 2017
AXA Rosenberg Investment Management Asia Pacific Limited (trading as AXA Rosenberg Asia Pacific; AXA Investment Managers) 安盛羅森堡投資管理亞太有限公司 (以AXA Rosenberg Asia Pacific; AXA Investment Managers名義經營業務)	RO	1	29 May 2015	31 October 2017
AXA Rosenberg Investment Management Asia Pacific Limited (trading as AXA Rosenberg Asia Pacific; AXA Investment Managers) 安盛羅森堡投資管理亞太有限公司 (以AXA Rosenberg Asia Pacific; AXA Investment Managers名義經營業務)	RE	9	09 December 2013	29 May 2015
AXA Rosenberg Investment Management Asia Pacific Limited (trading as AXA Rosenberg Asia Pacific; AXA Investment Managers) 安盛羅森堡投資管理亞太有限公司 (以AXA Rosenberg Asia Pacific; AXA Investment Managers名義經營業務)	RE	4	09 December 2013	29 May 2015
AXA Rosenberg Investment Management Asia Pacific Limited (trading as AXA Rosenberg Asia Pacific; AXA Investment Managers) 安盛羅森堡投資管理亞太有限公司 (以AXA Rosenberg Asia Pacific; AXA Investment Managers名義經營業務)	RE	1	09 December 2013	29 May 2015
AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司	RE	9	09 December 2013	29 May 2015
AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司	RE	4	09 December 2013	29 May 2015
AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司	RE	1	09 December 2013	29 May 2015
HSBC Global Asset Management (Hong Kong) Limited	RE	1	30 March 2011	01 November 2013
Halbis Capital Management (Hong Kong) Limited	RE	1	30 March 2011	31 December 2011
HSBC Global Asset Management (Hong Kong) Limited	RE	9	24 June 2010	01 November 2013
HSBC Global Asset Management (Hong Kong) Limited	RE	4	24 June 2010	01 November 2013
Halbis Capital Management (Hong Kong) Limited	RE	9	27 October 2009	31 December 2011
Halbis Capital Management (Hong Kong) Limited	RE	4	27 October 2009	31 December 2011