SFC Licences of MOK King Lun, Philip 莫京燐

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
RKD Capital Limited RO 9 24 February 2021 11 June 2022
RKD Capital Limited RO 4 24 February 2021 11 June 2022
RKD Capital Limited RE 9 06 July 2020 24 February 2021
Asia Wealth Securities Limited 亞洲創富證券有限公司 RE 1 13 June 2017 27 October 2017
Nine Rivers Capital Partners Limited 浚承資本有限公司 RE 4 24 April 2017 30 April 2017
Nine Rivers Capital Partners Limited 浚承資本有限公司 RE 1 24 April 2017 30 April 2017
VC Brokerage Limited 滙盈證券有限公司 RE 4 08 October 2014 28 September 2015
LT Securities Limited 利通證券有限公司 RE 1 09 May 2014 26 September 2014
VC Brokerage Limited 滙盈證券有限公司 RE 4 10 January 2013 03 April 2014
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 4 08 November 2010 30 December 2012
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 08 November 2010 30 December 2012