SFC Licences of HO Tung Hing 何東興

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 2 04 October 2021 30 June 2022
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 1 04 October 2021 30 June 2022
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 03 October 2017 21 May 2020
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 13 November 2015 21 May 2020
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 17 August 2015 02 October 2017
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 26 August 2014 08 August 2015
Funderstone Securities Limited RE 1 01 November 2011 08 November 2011