SFC Licences of SHAH Dhawal Arvind
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Augment Wealth Advisors Limited | RE | 4 | 02 July 2021 | 15 November 2022 |
| Augment Wealth Advisors Limited | RE | 1 | 02 July 2021 | 15 November 2022 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 16 August 2017 | 25 May 2018 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 16 August 2017 | 25 May 2018 |
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 | RE | 1 | 24 November 2011 | 30 June 2016 |