SFC Licences of LI Ho Yin 李浩然
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 4 | 29 November 2021 | |
| Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 16 September 2013 | 07 August 2014 |
| China Tonghai (IA) Limited 中国通海投资顾问有限公司 | RE | 4 | 20 September 2012 | 02 September 2013 |