SFC Licences of WONG Ngai Ching 黃藝晴
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 | RE | 1 | 12 August 2020 | 04 January 2022 |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 | RE | 1 | 07 May 2019 | 30 June 2020 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 23 November 2018 | 28 March 2019 |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 | RE | 1 | 11 July 2018 | 01 November 2018 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 | RE | 1 | 18 January 2016 | 06 June 2018 |
| Orient Securities Limited 東方匯財證券有限公司 | RE | 1 | 18 April 2013 | 31 January 2014 |