SFC Licences of ONG Alvin Ying Yi

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 RE 1 09 September 2013 27 June 2014
AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 RE 9 09 September 2013 27 June 2014
AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 RE 4 09 September 2013 27 June 2014
AXA Rosenberg Investment Management Asia Pacific Limited (trading as AXA Rosenberg Asia Pacific; AXA Investment Managers) 安盛羅森堡投資管理亞太有限公司 (以AXA Rosenberg Asia Pacific; AXA Investment Managers名義經營業務) RE 9 09 September 2013 27 June 2014
AXA Rosenberg Investment Management Asia Pacific Limited (trading as AXA Rosenberg Asia Pacific; AXA Investment Managers) 安盛羅森堡投資管理亞太有限公司 (以AXA Rosenberg Asia Pacific; AXA Investment Managers名義經營業務) RE 4 09 September 2013 27 June 2014
AXA Rosenberg Investment Management Asia Pacific Limited (trading as AXA Rosenberg Asia Pacific; AXA Investment Managers) 安盛羅森堡投資管理亞太有限公司 (以AXA Rosenberg Asia Pacific; AXA Investment Managers名義經營業務) RE 1 09 September 2013 27 June 2014