SFC Licences of WANG Kang 王康

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 4 18 August 2021
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 2 18 August 2021
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 1 18 August 2021
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 1 19 July 2021 23 July 2021
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 RE 1 11 March 2019 25 June 2021
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 15 November 2017 20 January 2019
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 15 November 2017 20 January 2019