Hong Kong SFC latest licenced institutions

The most recent SFC licences were granted on 23 September 2024, for employees of the following institutions. The institution's first ever licence is in brackets.

Verition Advisors (Hong Kong) Limited
(02 September 2024)
OSL Asset Management Limited
(25 April 2023)
Ahead Asset Management Limited
正得資產管理有限公司
(23 August 2022)
Novel Wealth Management Limited
諾緯資產管理有限公司
(12 April 2021)
China Enterprise Capital Company Limited
華業金控資本有限公司
(15 December 2017)
Bright Point International Futures Limited
亮點國際期貨有限公司
(21 July 2017)
Cathaysia Securities Limited
華夏證券有限公司
(14 February 2017)
SinoPac Securities (Asia) Limited
永豐金證券(亞洲)有限公司
(13 February 2017)
Foresee Global Asset Management (HK) Limited
富善國際資產管理(香港)有限公司
(07 July 2016)
BANDS Financial Limited
磐石金融有限公司
(13 October 2015)
Pinestone Securities Limited
鼎石證券有限公司
(13 September 2012)
T. Rowe Price Hong Kong Limited
普徠仕香港有限公司
(21 December 2010)
Essence Asset Management (Hong Kong) Limited
安信資產管理(香港)有限公司
(19 August 2010)
CMB International Securities Limited
招銀國際證券有限公司
(15 June 2010)
Essence International Securities (Hong Kong) Limited
安信國際證券(香港)有限公司
(18 May 2010)
Guosen Securities (HK) Brokerage Company, Limited
國信證券(香港)經紀有限公司
(26 February 2010)
BNY Mellon Investment Management Hong Kong Limited
紐約梅隆投資管理香港有限公司
(06 June 2008)
Asset Management Group Limited
資產管理集團有限公司
(17 January 2006)
Imperial Capital Limited
盛世投資(香港)有限公司
(12 May 2005)
Everbright Securities Investment Services (HK) Limited
光大證券投資服務(香港)有限公司
(01 April 2003)
Barclays Capital Asia Limited
巴克萊亞洲有限公司
(01 April 2003)
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
(01 April 2003)
Morgan Stanley Hong Kong Securities Limited
(01 April 2003)
PineBridge Investments Asia Limited
柏瑞投資亞洲有限公司
(01 April 2003)
Deutsche Securities Asia Limited
德意志證券亞洲有限公司
(01 April 2003)
UBS Securities Asia Limited
(01 April 2003)
UOB Kay Hian (Hong Kong) Limited
大華繼顯(香港)有限公司
(01 April 2003)
Northern Trust Company of Hong Kong Limited, The
(01 April 2003)
Winsome Stock Company Limited
永勝證券有限公司
(01 April 2003)
PineBridge Investments Hong Kong Limited
柏瑞投資香港有限公司
(01 April 2003)